My Work Experience/Examination

State Securities Law Exam

Series 65 – Uniform Investment Adviser Law Examination
Feb 1, 2003
Series 63 – Uniform Securities Agent State Law Exaination
Dec 27, 1999

General Industry/Products Exam

Series 3 – National Commodity Futures Examination
May 20, 2019
SIE – Securities Industry Essentials Examination
Oct 1, 2018
Series 7 – General Securities Representative Examination
Dec 13, 1999

Principal/Supervisory Exam

Series 10 – General Securities Sales Supervisor – General Module Examination
Aug 8,2005
Series 9 – General Securities Sales Supervisor – Options Module Examination
Jun 27, 2015
Series 4 – Registered Options Principal Examination
Aug 17, 2002

Morgan Stanley (CRD#: 149777)

1999 AVENUE OF THE STARS
PWM, LOS ANGELES, CA 90067
Registered with this firm since 5/7/2015

Morgan Stanley (CRD#: 149777)

1999 AVENUE OF THE STARS
PWM, LOS ANGELES, CA 90067
Registered with this firm since 5/11/2015