My Work Experience/Examination
State Securities Law Exam
Series 65 – Uniform Investment Adviser Law Examination
Feb 1, 2003Series 63 – Uniform Securities Agent State Law Exaination
Dec 27, 1999General Industry/Products Exam
Series 3 – National Commodity Futures Examination
May 20, 2019SIE – Securities Industry Essentials Examination
Oct 1, 2018Series 7 – General Securities Representative Examination
Dec 13, 1999Principal/Supervisory Exam
Series 10 – General Securities Sales Supervisor – General Module Examination
Aug 8,2005Series 9 – General Securities Sales Supervisor – Options Module Examination
Jun 27, 2015Series 4 – Registered Options Principal Examination
Aug 17, 2002
Morgan Stanley (CRD#: 149777)
1999 AVENUE OF THE STARS
Registered with this firm since 5/7/2015PWM, LOS ANGELES, CA 90067
Morgan Stanley (CRD#: 149777)
1999 AVENUE OF THE STARS
Registered with this firm since 5/11/2015PWM, LOS ANGELES, CA 90067